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2.16. Extensible Authentication Protocol Methods

2.16. Extensible Authentication Protocol Methods

In addition to authentication using public key signatures and shared secrets, IKE supports authentication using methods defined in RFC 3748 [EAP]. Typically, these methods are asymmetric (designed for a user authenticating to a server), and they may not be mutual. For this reason, these protocols are typically used to authenticate the initiator to the responder and MUST be used in conjunction with a public-key-signature-based authentication of the responder to the initiator. These methods are often associated with mechanisms referred to as "Legacy Authentication" mechanisms.

While this document references [EAP] with the intent that new methods can be added in the future without updating this specification, some simpler variations are documented here. [EAP] defines an authentication protocol requiring a variable number of messages. Extensible authentication is implemented in IKE as additional IKE_AUTH exchanges that MUST be completed in order to initialize the IKE SA.

An initiator indicates a desire to use EAP by leaving out the AUTH payload from the first message in the IKE_AUTH exchange. (Note that the AUTH payload is required for non-EAP authentication, and is thus not marked as optional in the rest of this document.) By including an IDi payload but not an AUTH payload, the initiator has declared an identity but has not proven it. If the responder is willing to use an EAP method, it will place an Extensible Authentication Protocol (EAP) payload in the response of the IKE_AUTH exchange and defer sending SAr2, TSi, and TSr until initiator authentication is complete in a subsequent IKE_AUTH exchange. In the case of a minimal EAP method, the initial SA establishment will appear as follows:

Initiator                         Responder
-------------------------------------------------------------------
HDR, SAi1, KEi, Ni -->
<-- HDR, SAr1, KEr, Nr, [CERTREQ]
HDR, SK {IDi, [CERTREQ,]
[IDr,] SAi2,
TSi, TSr} -->
<-- HDR, SK {IDr, [CERT,] AUTH,
EAP}
HDR, SK {EAP} -->
<-- HDR, SK {EAP (success)}
HDR, SK {AUTH} -->
<-- HDR, SK {AUTH, SAr2, TSi, TSr}

As described in Section 2.2, when EAP is used, each pair of IKE SA initial setup messages will have their message numbers incremented; the first pair of IKE_AUTH messages will have an ID of 1, the second will be 2, and so on.

For EAP methods that create a shared key as a side effect of authentication, that shared key MUST be used by both the initiator and responder to generate AUTH payloads in messages 7 and 8 using the syntax for shared secrets specified in Section 2.15. The shared key from EAP is the field from the EAP specification named MSK. This shared key generated during an IKE exchange MUST NOT be used for any other purpose.

EAP methods that do not establish a shared key SHOULD NOT be used, as they are subject to a number of man-in-the-middle attacks [EAPMITM] if these EAP methods are used in other protocols that do not use a server-authenticated tunnel. Please see the Security Considerations section for more details. If EAP methods that do not generate a shared key are used, the AUTH payloads in messages 7 and 8 MUST be generated using SK_pi and SK_pr, respectively.

The initiator of an IKE SA using EAP needs to be capable of extending the initial protocol exchange to at least ten IKE_AUTH exchanges in the event the responder sends notification messages and/or retries the authentication prompt. Once the protocol exchange defined by the chosen EAP authentication method has successfully terminated, the responder MUST send an EAP payload containing the Success message. Similarly, if the authentication method has failed, the responder MUST send an EAP payload containing the Failure message. The responder MAY at any time terminate the IKE exchange by sending an EAP payload containing the Failure message.

Following such an extended exchange, the EAP AUTH payloads MUST be included in the two messages following the one containing the EAP Success message.

When the initiator authentication uses EAP, it is possible that the contents of the IDi payload is used only for Authentication, Authorization, and Accounting (AAA) routing purposes and selecting which EAP method to use. This value may be different from the identity authenticated by the EAP method. It is important that policy lookups and access control decisions use the actual authenticated identity. Often the EAP server is implemented in a separate AAA server that communicates with the IKEv2 responder. In this case, the authenticated identity, if different from that in the IDi payload, has to be sent from the AAA server to the IKEv2 responder.